Joanna Liakos is a Wealth Advisor of SeaCrest Wealth Management, LLC. SeaCrest Wealth Management, LLC (“SWM”) is a Registered Investment Advisor (“RIA”), located in the State of New York. SWM provides investment advisory and related services for clients nationally. SWM will maintain all applicable registration and licenses as required by the various states in which SWM conducts business, as applicable. SWM renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
Your money is held by an independent custodian, not the advisor firm.
Independent advisors use independent custodians, like Charles Schwab and others, to hold clients' assets. For many investors, this provides a reassuring system of checks and balances - your money is not held by the same person who advises you about how to invest it.
For questions or more information, please contact:
- WEALTH ADVISOR -
661 N. Tomahawk Trail
Vero Beach, FL 32963